Internal Auditor

Experienced Internal Audit candidate with over 5 years experience in a securities firm
About the Role

We are supporting a leading global financial institution in hiring an experienced Internal Auditor (Vice President level) to join their Japan Internal Audit team. This is a high‑visibility role within a well‑established audit function that covers multiple regulated entities and business lines across Japan.

The successful candidate will play a key role in assessing internal controls, ensuring compliance with regulatory requirements, and contributing to the organization’s overall risk management and governance framework.

Key Responsibilities

1) Lead and contribute to internal audit engagements, including planning, scoping, fieldwork, testing, and reporting.
2) Perform continuous audit monitoring and participate in annual risk assessments.
3) Conduct in‑depth reviews of major financial and operational processes across various business units.
4) Assess the effectiveness of internal controls, operational workflows, and information system integrity.
5) Prepare clear and well‑structured audit documentation, work papers, and reports for senior management.
6) Collaborate with regional audit teams and participate in global audit methodologies and initiatives.
7) Work with data analytics teams to incorporate data-driven insights into audit work.
8) Support regulatory inspections and liaise with internal stakeholders as needed.
9) Follow up on audit recommendations and ensure timely closure of action items.

Core Requirements

1) 7–10+ years of internal audit experience in financial services (banking and/or securities) or a mix of industry and audit firm experience.
2) Strong understanding of financial products, business processes, and operational risk frameworks.
3) Solid knowledge of Japan’s financial regulatory environment and its practical implications.
4) High proficiency in Japanese (reading, writing, speaking) and strong English communication skills.
5) Ability to perform detailed analysis and deliver high‑quality documentation.
6) Experience conducting audits independently with strong autonomy and accountability.

Preferred Attributes

1) Technology‑driven mindset with an interest in data analytics.
2) Strong critical thinking and problem‑solving abilities.
3) Collaborative team player with excellent stakeholder‑management skills.
4) Curious, rigorous, transparent, and motivated to continuously develop new skills.
5) Ability to manage multiple priorities and meet deadlines effectively.

Why Apply?

1) Opportunity to work in an international environment with exposure to diverse business lines.
2) Access to global audit methodologies and innovative audit tools.
3) A supportive culture valuing teamwork, responsibility, innovation, and professional growth.
4) A workplace committed to diversity, equity, and inclusion.

How to Apply

If you are an experienced internal audit professional interested in taking the next step in your career, please submit your updated CV. All applications will be handled with strict confidentiality.

Summary

Job Type
Permanent
Industry
Banking & Financial Services
Location
Inner Tokyo
Specialism
Banking and Financial Services
Pay
17-20M JPY
Ref:
1126384

Talk to a consultant

Talk to Mahmud Hasan, the specialist consultant managing this position, located in Tokyo Head Office
Izumi Garden Tower 38th Floor, 1-6-1 Roppongi

Telephone: +810335601786

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