Compliance Officer

Fintech firm is looking for a potential compliance officer

Your new company

International Financial Services Firm

Your new role

  • Manage relationships with regulators, customers and external advisors on compliance issues affecting the business.
  • Provide guidance to staff on compliance and/or regulatory issues.
  • Trade Surveillance, internal monitoring to identify misconduct through trading activities – market manipulation, spoofing, insider trading

What you'll need to succeed

  • At least 2–3 years of trade surveillance compliance experience in the financial services industry
  • Native Japanese and fluent English
  • Basic financial product knowledge will be preferred.

What you'll get in return

  • Competitive salary
  • Experience in an international company

What you need to do now

If you're interested in this role, click 'apply now' to forward an up-to-date copy of your CV, or call us now.

If this job isn't quite right for you, but you are looking for a new position, please contact us for a confidential discussion about your career.


Job Type
Banking & Financial Services
Inner Tokyo
Banking and Financial Services
Closing date
4 Mar 2025

Talk to a consultant

Talk to Mahmud Hasan, the specialist consultant managing this position, located in Tokyo Head Office
Izumi Garden Tower 38th Floor, 1-6-1 Roppongi

Telephone: +81-03-3560-1786

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