An international financial institution is looking to appoint a Compliance Manager to join its growing team in Tokyo.

This role offers the opportunity to work closely with front office and senior stakeholders, providing compliance advisory across a range of securities-related activities within a dynamic and fast-paced environment.

Key Responsibilities:
1. Provide day-to-day compliance advisory support to the securities business
Interpret and apply regulatory requirements, ensuring alignment with local and global standards.
2. Monitor regulatory developments and assess impact on business activities
Support the development and enhancement of compliance frameworks, policies, and controls.
3. Liaise with internal stakeholders and regulators on compliance-related matters
Assist in compliance monitoring, reviews, and internal investigations where required.

Requirements:
1. 5+ years of compliance experience within financial services
2. Solid knowledge of securities products (e.g., equities, fixed income, derivatives)
3. Strong understanding of Japanese regulatory requirements is preferred
4. Proven ability to work closely with business stakeholders
5. Excellent communication and analytical skills
6. Fluency in English; Japanese language skills are advantageous

Why Apply:
1. Opportunity to join a well-established global platform
2. Broad exposure across securities business lines
3. Collaborative and professional working environment
4. Competitive compensation and career development prospects

今すぐお問い合わせください
最新のレジュメでご応募いただくか、今すぐお電話ください。
本件以外の求人に関するご相談も承ります。お気軽にお問い合わせください。